CONSULTING SERVICES

CPR provides the best combination of services. Our staff is seasoned and experienced. We maintain the highest level of skill sets. We approach each project on an individual basis, each client is treated with a completely focused approach. We will not deliver services that are mass produced.

We are committed to expert services, delivered to the complete satisfaction of clients at a very reasonable and fair price.

Anti-Money Laundering Compliance Consulting Services
Regulatory efforts to fight money laundering and terrorism are changing the way a financial institution complies with anti-money laundering (AML) and other Bank Secrecy Act (BSA) requirements.

Compliance Professional Resources offers extensive consulting services that help you maintain AML compliance

OFAC Gap Assessment
This process is partnered after the BSA/AML Risk Assessment and utilizes the OFAC Risk Factor Matrix of the FFIEC Examination Manual to determine the institution's exposure to potential OFAC violations.

Customer Risk Modeling and Scoring
CPR will help to develop a customized, customer risk assessment methodology. The process is documented and potentially built into an institution's AML system.

• Assessment of AML risk and KYC policy/procedure for use in customer risk methodology
• Developing algorithmic risk models and risk classification
• Education on developing a customer risk assessment methodology
• Configuring risk models in your automated solutions

AML Risk Assessment
The BSA/AML Risk is modeled on the FFIEC Examination Manual that requires institutions to consider the type of customers they service, the products and services offered, and geographical factors related to both the institution and customer base.

• The 'vulnerability' of your AML program
• Identify key gaps that exist in your ability tp prevent money laundering and/or terrorist financing
• Create the risk profile of your institution. What is the firm's risk personality?
• Determine what tools and processes need to be created

AML Program Governance
CPR can assist you with establishing best practice governance for AML program: organizational structure, committee charter and membership, AML policies and procedures, internal controls, and workflow. Each of these governance components is customized to match your risk exposure, current staff levels, and how AML compliance fits into your overall enterprise risk management framework.

• How is your AML program designed?
• Management reporting and interrelationships
• Staffing levels
• Identifying conflicts of interest
• Board reporting

Trade Finance AML Assessment
Recent changes to the FFIEC AML manual have created much greater expectations. From the regulators as it relates to AML Surveillance. As such the need to assess and understand vulnerabilities is critical to any organization involved Trade Finance. CPR provides extensive assessment and gap review.

• With the new changes as associated with the requirements in the area of Trade Finance, banks will need to determine if their process and workflow will accommodate the regulators
• The requirements for the TF have changed substantially and now require an entirely new look at existing compliance programs
• CPR will offer new compliance strategy and consulting services for these new requirements

AML Gap Assessment
Designed to identify any gaps, and introduce best practices into your environment.

Annual Independent Review
The annual independent Review is a full-assessment, created to test compliance with BSA/AML regulations, OFAC regulations, and industry best practices. We can also conduct Targeted Reviews focused toward specific segments of your AML program, such as KYC/ CIP and suspicious activity reporting.

• Compliance with Section 352 and the FFIEC compliance manual
• Annual audit of your AML program
• CIP/CDD/EDD
• Record keeping and reporting - CTRs/SARs/Travel Rule
• Transaction testing

AML Staff Training
Training to internal staff is critical specific to AML. This training must be performed annually. CPR can provide this training on an as needed basis or whenever the demand arises. We can customized the program to your needs and optimize the time employees are not working.

Target Reviews

• General training for all employees
• Targeted training for board of directors and senior management
• Task specific training in monitoring and investigative techniques

Forensic Regulatory Look Back
Money laundering regulations allow regulators the power to conduct look backs of all your transaction activity when they identify that your the AML program has weaknesses. We provide detailed assessment of the suspicious flow of funds, and recommendations to remediate the causes for previously unidentified suspicious transactions. Sales and Marketing Consulting CPR management has been involved in sales and marketing activities for over 30 years.

• Sales business plans assessment
• Sales staff assessment
• Training
• Strategic review of the current market environment
• Strategic review of competititors
• Assessment and design of strategic marketing plan